Tanya Harris
Great Falls,MT
Summary
Professional with demonstrated expertise in regulatory compliance, risk management, and policy enforcement. Skilled in identifying and mitigating potential risks, ensuring adherence to legal and regulatory standards. Strong focus on collaborative team efforts and achieving measurable results. Known for reliability, adaptability, and strategic problem-solving.
Overview
16
16
years of professional experience
1
1
Certification
Work History
Compliance Officer
1st Liberty Federal Credit Union
Great Falls, MT
08.2020 - Current
- Assisted with internal and external audits to confirm compliance with applicable laws and regulations.
- Evaluated new regulations for potential impact on business operations, taking proactive measures to ensure readiness for implementation.
- Spearheaded investigations into potential violations, promptly addressing issues to maintain company reputation and avoid sanctions.
- Provided expert guidance on complex regulatory matters, enabling informed decision-making within the organization.
- Ensured timely identification of potential issues by establishing robust monitoring systems and controls.
- Collected detailed notes on investigations and other communication to adhere to legal requirements and enhance recordkeeping.
Finance Assistant
City Motor Company
Great Falls, MT
10.2014 - 07.2019
- Maintained confidentiality of sensitive financial information, safeguarding both company data and client privacy.
- Maintained accurate records of financial transactions in alignment with regulatory requirements.
- Pitched in to assist with special projects and additional tasks.
- Managed and responded to correspondence and inquiries from customers and vendors.
Manager
McDonald's Restaurant
Great Falls, MT
04.2009 - 08.2014
- Managed and motivated employees to be productive and engaged in work.
- Accomplished multiple tasks within established timeframes.
- Maintained professional, organized, and safe environment for employees and patrons.
- Enhanced customer satisfaction by resolving disputes promptly, maintaining open lines of communication, and ensuring high-quality service delivery.
Skills
- Compliance monitoring
- Policy analysis
- Anti-money laundering
- Advertising
- Compliance procedures
- Records management
- Symitar
- Verafin
Certification
NAFCU Certified Compliance Officer (NCCO)
Timeline
Compliance Officer
1st Liberty Federal Credit Union
08.2020 - Current
Finance Assistant
City Motor Company
10.2014 - 07.2019
Manager
McDonald's Restaurant
04.2009 - 08.2014